2020
DOI: 10.1002/bimj.201900364
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Sample size calculation based on precision for pilot sequential multiple assignment randomized trial (SMART)

Abstract: The sequential multiple assignment randomized trial (SMART) is a design used to develop dynamic treatment regimes (DTRs). Given that DTRs are generally less well researched, pilot SMART studies are often necessary. One challenge in pilot SMART is to determine the sample size such that it is small yet meaningfully informative for future full‐fledged SMART. Here, we develop a precision‐based approach, where the calculated sample size confines the marginal mean outcome of a DTR within a prespecified margin of err… Show more

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Cited by 13 publications
(10 citation statements)
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“…The power-based sample size calculation method should only be used if the goal of the study is to perform a hypothesis test 28 , as is typical in a confirmatory study. This method requires a working knowledge of the standardized proximal effect sizes of intervention categories (i.e.…”
Section: Power-based Sample Size Calculationmentioning
confidence: 99%
See 1 more Smart Citation
“…The power-based sample size calculation method should only be used if the goal of the study is to perform a hypothesis test 28 , as is typical in a confirmatory study. This method requires a working knowledge of the standardized proximal effect sizes of intervention categories (i.e.…”
Section: Power-based Sample Size Calculationmentioning
confidence: 99%
“…In order to operationalize the sample size calculation for pilot MRT, we suggest the sample size to be calculated in order to achieve certain level of accuracy or precision for the estimates of 's; see, e.g., Kelley et al 30 or Maxwell et al 31 , for discussions in the classical settings. The rationale and benefit of this approach in the relatively recent context of pilot SMARTs has been described in Yan et al 28 .…”
Section: Precision-based Sample Size Calculationmentioning
confidence: 99%
“…The number of research participants was calculated through the statistical formula that stipulates the representative percentage of the total number of students registered in secondary education centers in Andalusia, Ceuta, and Melilla (N = 386.821). This formula is indicated with a confidence level of 95% and a maximum estimation error of 2.1%, which makes the selected sample statistically acceptable [50]. The age of the sample ranges from 12 to 16 years (M = 13.97 years; DT = 1.410), with 376 (49.8%) males and 379 (50.2%) females.…”
Section: Population and Samplementioning
confidence: 99%
“…Furthermore, they assume asymptotic normality which may not hold due to the small sample size of embedded treatment sequences in a SMART. Yan et al (2020) developed a frequentist sample size calculation method for pilot SMARTs. In particular, they size a SMART so that the mean outcome of a DTR is within "a margin of error".…”
Section: Introductionmentioning
confidence: 99%
“…In summary, our method makes comparisons between > 2 embedded DTRs adjusting for multiplicity, rather than looking at them marginally. The authors of Yan et al (2020) emphasize if there is no hypothesis testing in the pilot SMART, then standard power analysis is not relevant. Therefore, their method fills an important gap for pilot SMARTs.…”
Section: Introductionmentioning
confidence: 99%