A simple method based on energy balance is used first to rederive the well-known threshold condition for the purely growing parametric instability in a homogeneous medium and later to estimate the effects of inhomogeneity in a semiquantitative manner. A method different from that of Perkins and Flick (1971) is then used to calculate the threshold in a more quantitative manner for the instance where the effects of inhomogeneity dominate over those of collisions. The result agrees with that of Perkins and Flick for k,1 >> 1 in their terminology. For k,l << 1, neither theory is directly applicable and the threshold is obtained by numerical methods. The present method of calculation has the advantages that its range of validity is easily checked, that it provides good physical insight, and that it is easily applicable to electromagnetic instabilities.
The theory of parametric instabilities excitedby an ac electric field of large amplitude in a laboratory plasma or in the ionosphere has recently been discussed by several authors. Previous theoretical work, with two exceptions [Amano and Okamoto, 1969; Perkins and Flick, 1971], deals with a homogeneous plasma, although the actual plasmas in the laboratory and in the ionosphere are inhomogeneous. Perkins and Flick [1971] assume the existence of WKB solutions that locally resemble the characteristic wave solutions (a pair of waves traveling in opposite directions rather than a single wave) in a uniform medium in the presence of the pump field. They do not discuss the limits of validity of their treatment. The present paper has several aims. First, an extremely simple and yet rigorous derivation of the threshold criterion in a uniform medium is given, based on considerations of energy balance. Then, still using the same principle, a crude estimate of the importance of the inhomogeneity of the medium is obtained. A perturbation treatment is used to rederive the threshold criterion of Perkins and Flick [1971] for an inhomogeneous lossless plasma. The range of validity of the criterion is Copyright ¸ 1972 by the American Geophysical Union. 7OO then examined. Numerical methods are used to obtain a threshold criterion for the instance where both the present method and that of Perkins and Flick [1971] break down. I-IOMOGENEOUS M•mv• A spatially uniform oscillating electric pump field Eo sin •o• is assumed where Eo is parallel to the propagation vector k of the parametrically excited waves. It is convenient to consider the plasma from a reference frame oscillating with a hypothetical electron that in the absence of the oscillating field would have been stationary; the amplitude of oscillation of such an electron would be e = eEo/mO•o'. It has been shown [Dawson and Oberman, 1962] that in this reference frame, if the oscillating motion of the ions is neglected on account of their greater inertia and if a uniform ion density is assumed, the usual electrostatic plasma waves can propagate; they are only 'usual,' however, if their electric field is considered as a function of the coo...