] was adapted for studying initiation of transcription of the ovalbumin gene. The DNA template was a cloned ovalbumin gene fragment that contained 5' flanking sequences, the first structural sequence region, and a portion of the first intervening sequence. A HeLa cell crude extract was used as the source of RNA polymerase and initiation factors. Correct initiation was judged by the sizes of the transcription products generated from ovalbumin templates truncated at various positions before the 3' end of the gene. Transcription of the specific product was carried out by RNA polymerase II, as judged from a-amanitin sensitivity. A series of deletion mutants was constructed by trimming 5' flanking sequences of the ovalbumin DNA template by using exonuclease HI. The DNAs generated were then cloned in pBR322 and used as templates to determine which sequences were necessary for initiation of transcription. Specific initiation of the ovalbumin gene was unaffected by deletion of all but 61 nucleotides of the 5' flanking sequence but completely abolished by deletion of all but 26 nucleotides of 5' flanking sequence. Thus, a region between 61 and 26 nucleotides upstream from the cap site, which includes the Hogness box (T-A-T-A-T-A-T) at position 32-26, is essential for the correct initiation of the ovalbumin gene. Nevertheless, natural DNA fragments containing false Hogness boxes (T-A-T-A-A-A-A and T-A-T-A-T-A-T) not normally located in the immediate 5' flanking region of an authentic gene did not serve as promoters for initiation of transcription. These results suggest that the Hogness box is essential, but not sufficient, for specific initiation of RNA synthesis.The mechanisms that permit the transcription of eukaryotic genes are poorly understood. The development of DNA-dependent, cell-free, in vitro transcription systems would facilitate the elucidation of the steps involved in these processes. In 1978, Wu showed that accurate synthesis of a 5.5S RNA can be carried out by using a soluble extract from KB cells containing polymerase III and adenovirus 2 (Ad-2) DNA (1). Subsequently, specific transcription of Xenopus 5S RNA and yeast tRNA was reported in an oocyte cell-free system (2-4) and a KB cell reconstituted system (5). By the construction of 5' and 3' deletion mutants and an in vitro assay system, Bogenhagen et al. (6) (9) showed the selective initiation of transcription at a major late promoter of Ad-2 DNA by using crude extracts from KB cells supplemented with purified RNA polymerase II. Similarly, Manley et al. (10) showed the specific initiation of transcription at various late promoters of Ad-2 DNA by using a whole-cell axtract from HeLa cells. We have adapted the HeLa crude enzyme system of Manley et al (10) to study in vitro transcription of the ovalbumin gene in the hope of defining the specific features in the DNA sequences that are essential for accurate initiation. We have previously identified the transcription unit of the ovalbumin gene (11,12), the sequences of the entire ovalbumin natural gene, and t...