Abstract:Patients with Limited English Proficiency (LEP) are a protected class under the Civil Rights Act. However, clinical trials continue to remain largely inaccessible to this population. This article lays out the scientific, legal, and ethical rationales for the inclusion of LEP subjects in clinical research.
“…It is estimated that almost half of all American adults lack the literacy skills needed to obtain, process, and understand basic health information (Sarfaty, Turner, & Damotta, 2005). This interferes with their ability to receive appropriate health care (Amerson & Burgins, 2005; Guerra, Krumholz, & Shea, 2005; McBride, 2005) and to participate in health research (Bustillos, 2009; Flores et al, 2002). In families with lower levels of literacy, mental health screening for children has been considered of special importance, because these youngsters, often of minority ethnicity, are at higher risk for psychological problems (Anez, Paris, Bedregal, Davidson, & Grilo, 2005; Duke, Ireland, & Borowsky, 2005; Patel, 2007) Although behavioral and emotional problems are found in children of all socioeconomic status (SES) levels, significant associations between lower SES and higher problem scores have been found in many cultures (Achenbach & Rescorla, 2001; Melchior et al, 2009).…”
The low level of literacy and lack of language proficiency possessed by some immigrants from low socioeconomic status backgrounds create communication barriers in the healthcare setting, thus interfering with their ability to access appropriate medical care and their subsequent participation in medical research. Adding pictorial descriptions to questionnaires appears to improve patient response when literacy levels are low. Psychometric results from 4 studies using a pictorial version of the Child Behavior Checklist (Pictorial Child Behavior Checklist, or PCBCL) to assess behavioral and emotional problems in children from low-income Hispanic families attending hospital-based pediatric practices are reported here. The 2 form versions (the original Child Behavior Checklist, or CBCL, vs. the PCBCL), which were randomly assigned, manifested comparable test-retest reliability (Study 1), alternate-form reliability (Study 2), and mean problem scores (Study 3). The PCBCL was also comparable to the CBCL in discriminating between community children attending regular pediatric clinics and children attending an outpatient psychiatric clinic (Study 4). Thus, the PCBCL yielded results that were comparable to those obtained with the CBCL, indicating that it may be a viable alternative for parents confronting communication barriers due to low literacy levels.
“…It is estimated that almost half of all American adults lack the literacy skills needed to obtain, process, and understand basic health information (Sarfaty, Turner, & Damotta, 2005). This interferes with their ability to receive appropriate health care (Amerson & Burgins, 2005; Guerra, Krumholz, & Shea, 2005; McBride, 2005) and to participate in health research (Bustillos, 2009; Flores et al, 2002). In families with lower levels of literacy, mental health screening for children has been considered of special importance, because these youngsters, often of minority ethnicity, are at higher risk for psychological problems (Anez, Paris, Bedregal, Davidson, & Grilo, 2005; Duke, Ireland, & Borowsky, 2005; Patel, 2007) Although behavioral and emotional problems are found in children of all socioeconomic status (SES) levels, significant associations between lower SES and higher problem scores have been found in many cultures (Achenbach & Rescorla, 2001; Melchior et al, 2009).…”
The low level of literacy and lack of language proficiency possessed by some immigrants from low socioeconomic status backgrounds create communication barriers in the healthcare setting, thus interfering with their ability to access appropriate medical care and their subsequent participation in medical research. Adding pictorial descriptions to questionnaires appears to improve patient response when literacy levels are low. Psychometric results from 4 studies using a pictorial version of the Child Behavior Checklist (Pictorial Child Behavior Checklist, or PCBCL) to assess behavioral and emotional problems in children from low-income Hispanic families attending hospital-based pediatric practices are reported here. The 2 form versions (the original Child Behavior Checklist, or CBCL, vs. the PCBCL), which were randomly assigned, manifested comparable test-retest reliability (Study 1), alternate-form reliability (Study 2), and mean problem scores (Study 3). The PCBCL was also comparable to the CBCL in discriminating between community children attending regular pediatric clinics and children attending an outpatient psychiatric clinic (Study 4). Thus, the PCBCL yielded results that were comparable to those obtained with the CBCL, indicating that it may be a viable alternative for parents confronting communication barriers due to low literacy levels.
“…(2007, p. 473) described it as a careful balancing act of ‘maintaining the tension of the weave’ between consideration of language issues and research process. To be financially capable of optimal practice in studies with linguistically diverse participant samples, researchers must give an estimate of costs for language resources in funding proposals (Bustillos 2009) and funding bodies need to recognize that the costs are legitimate and necessary to enable research participation for a previously excluded population (Sin 2004, Bustillos 2009). When the languages spoken by participants are not determined prior to recruitment, estimates of required resources can be made using the language profile of the population of interest.…”
More examples are needed of how to conduct rigorous in-depth interviews with older people from multiple language groups, when languages are not determined before recruitment. This will require both researchers and funding bodies to recognize the importance to contemporary healthcare of including linguistically diverse people in participant samples.
“…The authors note that a consent process in a “language understandable to the subject” implies using a language that the subject speaks, 9 and they list key questions about the use of short forms, document translation, and the parameters for enrolling or excluding non‐English‐speaking people 10 . Bustillos examined the evolution of state and federal laws intended to address health services for patients with limited English proficiency and their inclusion in research 11 . Perry evaluated the notion of vulnerability and the consent process through the lens of research that might include non‐English‐speaking refugees 12 .…”
Section: The Consent Process and Non‐english Speakersmentioning
United States regulations for the protection of human research subjects prescribe parameters for documentation of valid informed consent, which include the stipulation that the process be in a “language understandable to the subject.” While significant energy has been devoted to improving the readability of consent documents, supplemental educational tools, and nuanced measurements of individual decisional capacity, there is little guidance about how to best meet the informational needs of adults with decisional capacity who do not speak English. This article reviews the institutional review board policies from the twenty‐one research centers that received the most funding from the National Institutes of Health in 2018 and compares their guidelines for obtaining informed consent from non‐English speakers. Inconsistent practices suggest the need for more assertive federal direction on what parameters constitute valid consent for this population. These practices also indicate a reluctance to directly engage the ethical underpinnings of consent policies for non‐English speakers.
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