Phase I trials are a key step in developing anticancer treatments. But because they administer unproven drugs to populations with life-threatening disease, their design and ethics are often debated. [1][2][3][4] In 1995, ASCO issued a policy declaring the importance of phase I studies as a treatment modality for patients with cancer who have advanced disease. ASCO revisited its policy in 2014. 5 The new policy amplifies the earlier position, reasserting two closely connected claims: first, that phase I cancer studies have therapeutic intent, and second, that they potentially "provide patients [who enroll with clinical benefit." 5(p1) In this article, I reinforce the first assertion and qualify the second. The therapeutic intent of many phase I cancer studies is attested to by the fact that most studies measure disease response, and many use designs aimed at maximizing clinical benefit. However, intent alone does not underwrite an actual therapeutic claim. The assertion that phase I trials offer a vehicle for pursuing cancer treatment (the "therapeutic position") rests on weak evidence and has counterproductive implications for human protection. It also erodes the ability of oncologists to rigorously evaluate new treatments and support evidence-based practice. Instead I propose a different view-the "research position"-that stresses the investigational orientation of phase I trials while accommodating exceptional cases and the therapeutic yearnings of patients and their caregivers. I close by suggesting how groups such as ASCO might refine their recommendations.
EvidenceThe kernel of the therapeutic position expressed by ASCO is that investigators can and should present phase I trial participation as providing "the prospect of a direct medical benefit." 5(p2) Because direct benefit relates to the pharmacologic action of a drug, and because benefit in medicine is always measured against how patients would be treated otherwise, the therapeutic position is equivalent to saying that the risk/benefit for receiving experimental drugs in phase I trials is consistent with and possibly superior to standard of care.Proponents of this view draw on several streams of evidence. First, meta-analyses show objective response rates (ORRs) in the neighborhood of 5% and fatal toxicities of approximately 0.5% for monotherapy studies. [6][7][8] Proponents argue that these response rates