Using basic probability theory, we show that there is a substantial likelihood that even in the presence of strong purifying selection, there will be a number of codons in which the number of synonymous nucleotide substitutions per site (d S ) exceeds the number of non-synonymous nucleotide substitutions per site (d N ). In an empirical study, we examined the numbers of synonymous (b S ) and nonsynonymous substitutions (b N ) along branches of the phylogenies of 69 single-copy orthologous genes from seven species of mammals. A pattern of b N >b S was most commonly seen in the shortest branches of the tree and was associated with a high coefficient of variation in both b N and b S , suggesting that high stochastic error in b N and b S on short branches, rather than positive Darwinian selection, is the explanation of most cases where b N is greater than b S on a given branch. The branchsite method of Zhang et al. (Zhang, Nielsen, Yang, Mol Biol Evol, 22:2472-2479 identified 117 codons on 35 branches as "positively selected," but a majority of these codons lacked synonymous substitutions, while in the others, synonymous and non-synonymous differences per site occurred in approximately equal frequencies. Thus, it was impossible to rule out the hypothesis that chance variation in the pattern of mutation across sites, rather than positive selection, accounted for the observed pattern. Our results showed that b N /b S was consistently elevated in immune system genes, but neither the search for branches with b N >b S nor the branch-site method revealed this trend.
KeywordsImmune system evolution; Non-synonymous substitution; Positive Darwinian selection; Stochastic error; Synonymous substitution Natural selection takes two major forms: (1) purifying selection, which acts to eliminate deleterious mutations, and (2) positive (Darwinian) selection, which favors genotypes conferring a fitness advantage on the organism (Hughes 1999). Positive selection in turn can be either directional (tending toward fixation of a favored allele) or balancing (maintaining a polymorphism). There is evidence that as predicted by the neutral theory of molecular evolution, purifying selection is the predominant form of natural selection at the molecular sequence level (Kimura 1977). In most protein-coding genes, the number of synonymous nucleotide substitutions per site (d S ) exceeds the number of non-synonymous nucleotide © Springer-Verlag 2008 Correspondence to: Austin L. Hughes, austin@biol.sc.edu. Electronic supplementary material The online version of this article (doi:10.1007/s00251-008-0304-4) contains supplementary material, which is available to authorized users.
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Author ManuscriptImmunogenetics. Author manuscript; available in PMC 2010 March 11.
Published in final edited form as:Immunogenetics. 2008 September ; 60(9): 495-506. doi:10.1007/s00251-008-0304-4.
NIH-PA Author ManuscriptNIH-PA Author Manuscript NIH-PA Author Manuscript substitutions per site (d N ), evidence that purifying selection has acted to...