The use of modular a,a,a',a'-tetraaryl-1,3-dioxolane-4,5-dimethanol (TADDOL)-and 1,1'-bi-2-naphthol (BINOL)-derived phosphine-phosphite ligands (L 2 *) in the asymmetric rhodium-catalyzed intramolecular [4 + 2] cycloaddition ("neutral" Diels-Alder reaction) of (E,E)-1,6,8-decatriene derivatives (including a 4-oxa and a 4-aza analogue) was investigated. Initial screening of a small ligand library led to the identification of a most promising, TADDOL-derived ligand bearing a phenyl group adjacent to the phosphite moiety at the arene backbone. In the course of further optimization studies, the formation of a new, more selective catalyst species during the reaction time was observed. By irradiating the pre-catalyst with microwaves prior to substrate addition high enantioselectivities (up to 93% ee) were achieved. The new cyclization protocol was successfully applied to all three substrates investigated to give the bicyclic products in good yield and selectivity.
P NMR and ESI-MS measurements indicated the formation of a+ species as the more selective (pre-) catalyst.Keywords: asymmetric catalysis; chiral P,P ligands;cycloaddition; Diels-Alder reaction; enantioselectivity; rhodium(I) complexes Cycloadditions, such as the most prominent DielsAlder reaction, [1] open particularly powerful options for the construction of polycyclic systems in an atomeconomical fashion.[2] With the emergence of transition metal catalysis, the toolset of classical (pericyclic) cycloaddition chemistry has been greatly expanded and even "uncommon" types of (formal) cycloadditions, such as [2 + 2 + 2], [3] [2 + 2 + 1], [4] or [5 + 2][5]processes have been developed and applied as strategic key steps in natural product synthesis.[6]Transition metal catalysis also allows one to overcome certain limitations of the classical Diels-Alder reaction. For instance, so-called "neutral" DielsAlder reactions, involving non-activated dienes and dienophiles, often cannot be achieved under thermal (or Lewis acid-catalyzed) conditions. However, it has been shown that certain transition metal complexes are able to efficiently catalyze such transformations, in particular in cases where an alkyne (or allene) acts as the dienophile. [7] Intramolecular [4 + 2] cycloadditions of trienes of type 1 represent an interesting challenge, as the resulting hexahydroindenes (or their hetero analogues) of type 2 resemble relevant substructures of natural products (Scheme 1). As an important breakthrough, Livinghouse and co-workers reported in 1990 that the conversion of 1a to rac-2a could be achieved in high yield using [(i-C 3 HF 6 O) 3 P] 2 RhCl as a catalyst. [8] The chirogenic nature of this Rh-catalyzed transformation opens the possibility to perform it in an asymmetric fashion by using chiral ligands. A first enantioselective version was disclosed by Livinghouse who used DIOP in the synthesis of 2a (73% ee) [9] and 2b Scheme 1. Rh-catalyzed intramolecular [4 + 2] cycloadditions of trienes of type 1.