The HER-2/neu proto-oncogene is overexpressed in 20-30% of human breast cancers and is associated with high recurrence risk. The oncogenic potential of HER-2/neu, together with its elevated expression in tumors, cell surface localization, and immunogenicity in some patients, make this oncoprotein an ideal target for immunotherapeutic approaches. To test the efficacy of immune-based strategies in eliciting an antitumor response, we used the N#202 transgenic mouse model engineered to overexpress the rat neu proto-oncogene under the control of the mouse mammary tumor virus promoter; females of this line develop spontaneous focal mammary tumors by 6 months of age. Transgenic mice immunized intramuscularly with a HER-2 cDNA ligated into the VR1012 (VICAL) expression vector under the control of the cytomegalovirus promoter developed signifiKeywords: DNA vaccination; proto-neu-transgenic mice; breast cancer Genetic alterations of human HER-2/neu proto-oncogene occur in 20-30% of breast cancers, and overexpression of the oncoprotein induces cell transformation and correlates with poor clinical outcome.1 HER-2/neu is a 'self' tumor antigen (ag) that is considered as an attractive target for immunotherapeutic intervention in light of its involvement in tumor aggressiveness, low-level expression in normal adult tissues and high-level expression in various malignancies, its cell surface localization and its native immunogenicity in humans. Indeed, some tumor patients develop specific antibody 2,3 and cellular 4,5 immune responses to HER-2/neu oncoprotein. In the rat model, anti-HER-2/neu vaccines were shown to induce and boost both B and T cell immunity. 6 Vaccine strategies directed against HER-2/neu and other self tumor ag must incorporate methods to overcome immunological tolerance to self proteins. cantly fewer spontaneous tumors as compared with mice injected with the empty vector (P Ͻ 0.0001) or not injected (P = 0.0006). However, this protection was observed only when immunization was started in 3-month-old but not in 6-month-old mice. These data suggest that the xenogeneic HER-2 DNA sequence can break immune tolerance to rat neu in transgenic N#202 mice and induce protective immunity that impairs the neu oncogene-driven progression of mammary carcinogenesis. The preventive effect achieved by our immunological approach appeared not to be based on anti-neu specific B and T cell immune attacks but was more possibly based on different mechanisms including aspecific and inflammatory immunological responses. Gene Therapy (2001) 8, 75-79. use of rat neu as immunogen and FVB mice transgenically expressing proto-neu 8,9 or mutated neu 10 as host. Different plasmid DNA constructs encoding mutated or wild-type human and rat HER-2/neu full-length or deleted genes in Balb/c and FVB mice transgenic for the mutated neu gene 11 have also been used. 12,13 Because parental FVB or Balb/c mice are not tolerant to rat neu or because of the possible immunogenicity of the mutated neu gene, these models might not be representative of th...