Abstract. We formulate and analyze an optimization-based Atomistic-to-Continuum (AtC) coupling method for problems with point defects. Near the defect core the method employs a potential-based atomistic model, which enables accurate simulation of the defect. Away from the core, where site energies become nearly independent of the lattice position, the method switches to a more efficient continuum model. The two models are merged by minimizing the mismatch of their states on an overlap region, subject to the atomistic and continuum force balance equations acting independently in their domains. We prove that the optimization problem is well-posed and establish error estimates.
IntroductionAtomistic-to-continuum (AtC) coupling methods combine the accuracy of potential-based atomistic models of solids with the efficiency of coarse-grained continuum elasticity models by using the former only in small regions where the deformation of the material is highly variable such as near a crack tip or dislocation. The past two decades have seen an abundance of interest in AtC methods both in the engineering community to enable predictive simulations of crystalline materials and in the mathematical community to understand the errors introduced by AtC approximations. Of prime importance is the use of AtC methods to model material defects such dislocations and interacting point defects, which play roles in determining the elastic and plastic response of a material [35].A prototypical AtC method is an instance of heterogeneous domain decomposition in which different parts of the domain are treated by different mathematical models. In particular, AtC divides the domain into an atomistic and continuum parts and uses a discrete system involving non-local interactions between atoms on the former and a continuum model, such as hyperelastic continuum mechanics, on the latter.Depending on how these two models are coupled, AtC methods can be broadly classified as as either force or energy-based [22]. Energy-based couplings define a hybrid energy functional as a combination of atomistic and continuum energy functionals, and this hybrid energy functional is then minimized over a class of admissible deformations. Force-based couplings instead derive atomistic and continuum forces from the separate energies and then equilibrate them. We refer to [20,22] for a review of many existing AtC methods. The primary challenge in developing energy-based methods has been the existence of "ghost forces" [20,25] near the interface between the atomistic and continuum regions. These ghost forces may lead to uncontrollable errors in predicted strains, and to date, no method has been implemented that completely eliminates these errors for general many-body potentials and general interface geometry in two and three dimensions. Many force-based methods do not suffer from the perils of ghost forces; however, for two and three dimensions, establishing the stability of these methods in the absence of an energy functional remains a difficult task.Owing to the prac...