Cyclic compounds are mainly prepared from non-cyclic starting materials either by cycloaddition reactions or by cyclization. Whereas in cycloadditions the ring size of the product is determined by the reaction mechanism of a given cycloaddition, cyclizations enable the use of most bond-forming reactions and, in principle, enable access to any ring size. Certain rings, however, are more difficult to prepare than others, and because oligomerization competes with all cyclizations, slow cyclizations will have a detrimental effect on the yield of cyclic products. In this section some of the critical structural considerations for successful cyclizations will be presented and examples of difficult cyclizations will be discussed.
Baldwin's Cyclization RulesIn the 1970s J.E. Baldwin proposed a set of qualitative generalizations for the probability of formation of cyclic compounds, based on the favored trajectories for the approach of one reactant to another [1][2][3][4][5]. Cyclizations were organized according to the ring size formed, whether the breaking bond is located in (endo) or outside (exo) the newly formed ring, and the hybridization of the (mostly uncharged) carbon atom with the highest s character involved in bond formation (tet, trig, or dig for sp 3 -, sp 2 -, or sp-hybridized carbon, respectively). Baldwin's rules state that 3 to 6-endo-tet, 3 to 5-endo-trig, and 3 and 4-exo-dig processes are unfavorable, whereas all remaining cyclizations are allowed (Scheme 9.1).These rules do not apply strictly, but provide useful guidelines for synthesis design. The rules are generally not applicable to electrocyclic reactions or to substrates containing non-second-period elements (e.g. P or S), because their longer bond lengths imply different geometric constraints.An example of a forbidden 6-endo-tet process would be the intramolecular alkylation of a carbanion via a six-membered transition state (Scheme 9.2). Because such an alkylation would proceed via the Sn2 mechanism and would require a linear 9 Cyclizations Side Reactions in Organic Synthesis.Scheme 9.1. Unfavorable processes according to Baldwin's rules.Scheme 9.2. Methylation of a metalated sulfone [6].9.2 Baldwin's Cyclization Rules however, cyclization proceeds smoothly to yield a cyclic enol ether. Because 6-endotrig cyclization is usually favored, cyclohexanones can be formed by intramolecular C-alkylation of enolates. 311 Scheme 9.3. Examples of allowed and forbidden cyclizations according to Baldwin's rules [2, 5]. Scheme 9.4. Cyclization of haloalkyl ketones [9].