ABSTRACTpK,, values of 3-methoxy-N-desmethyldiazepam in acetonitrile and methanol containing various acid concentrations were determined by spectrophotometry to be 3.5 and 1.3, respectively. Temperature-dependent racemization of enantiomeric 3-methoxy-Ndesmethyldiazepam in methanol containing 0.5 M H2S04 was studied by circular dichroism spectropolorimetry and the racemization reactions were found to follow apparent first-order kinetics. Thermodynamic parameters of the racemization reaction were found to be: E,,, = 18.8 kcal/mol, and at 25°C: AH* = 18.3 kcal/mol, AS* = -14.8 entropy unit, and AG* = 22.7 kcal/mol, respectively. The racemization had an isotope effect (lzH/kD) of 1.6 at 42°C. Based on the results of this report and those of earlier reports by other investigators, a nucleophilically solvated C3 carbocation intermediate resulting from either a P (plus) or an M (minus) conformation is proposed to be an intermediate and responsible for the stereoselective nucleoplulic substitution and the subsequent racemization of 3-methoxy-N-desmethyldiazepam enantiomers.o 1993 Wiey-Liss, Inc.KEY WORDS: 1,4-benzodiazepines, oxazepam, 3-O-methyloxazepam, stereoselective nucleophilic substitution, kinetics 3-Methoxy-N-desmethyldiazepam (3-MeO-NDZ) is a pharmacologically active derivative of oxazepam (OX); the latter is among the therapeutically used 1,4-benzodiazepines (BDZs) that have a hydroxyl group at the C3 position (see structure and numbering system in Fig. 1). OX is an active metabolite of diazepam (DZ), which is one of the most frequently prescribed drugs2 for the treatment of anxiety and insomnia, and an adjuvant for ane~thesia.~ Early studiesP7 on the acid-catalyzed methanolysis of optically active 3-camphoyloxy-NDZ, 3-hemisuccinyloxy-NDZ and its methyl esters, and methanolysis of (+)-3-MeO-NDZ and ethanolysis of (+)-3-O-ethyl-lorazepam [the (+)-enantiomer corresponds to the S-enantiomerI7v8 indicated that two different mechanisms are involved in the racemization of 3-acyloxy, 3-hydroxy, and 3-alkoxy derivatives of NDZ and DZ. Enantiomeric 3-acyloxy-BDZs were reported to undergo racemization in acidic aqueous solutions via an initial formation of an enantiomeric 3-OH-BDZ with retention of absolute configuration, followed by racemization through ring-chain tautomerism. Under anhydrous conditions, enantiomeric 3-acyloxy-BDZs were reported to undergo alcoholysis by multiple exchange of the alkoxy g r o u~.~ The exchange of the same alkoxy group was called either "identity reaction" or "degenerate nucleophilic exchange". 4-6 A rather complex mechanism involving two inversion steps was proposed to be involved in the acid-catalyzed methanolysis and racemization of (+)-3-hemisuccinyloxy-NDZ and (+)-3-MeO-NDZ. 5*6 The authors of these earlier reports initially ruled out the p~s s i b i l i t y ,~.~ but 0 1993 Wiley-Liss. Inc.later accepted the suggestion6 of a C3 carbocation intermediate responsible for the formation of racemic 3-MeO-NDZ in the methanolysis of an enantiomeric 3-acyloxy-NDZ. However, neither the obser...