N-Heterocyclic
carbene (NHC) organocatalyzed transformations
of
redox-active chemical manifolds is a powerful strategy for interconverting
and expanding the chemical space. This approach in the context of
ring expansion holds promise for preparing lactones from plentiful
redox active aldehydes, despite a lack of rigorous mechanistic insights
into the underlying elements governing this reactivity and with-it
relevance to other NHC organocatalyzed transformations. Herein, in
investigating this reactivity under the lens of modern day quantum
mechanical calculations, we explore the mechanism of redox-active/ring
expansion reactions of aldehydes furnishing lactone products by means
of NHC organocatalysis. Through this comprehensive study, the underpinning
mechanism of Breslow intermediate formation and ensuing downstream
processes such as intermolecular C–C bond formation providing
benzoin products versus intramolecular redox pathways are outlined.
Notably, this study of NHC organocatalysis reveals the diverse role
of bases as cooperative agents in directing and selectively routing
reactivity, as highlighted here toward ring expanded lactone products.