Carboxylation
of carbon nanotubes (CNTs) is an important process
that is applied routinely for various applications, in particular
for biomedical usage and the manufacturing of next-generation composite
materials. This study investigates the influence of carboxylation
on the structural and mechanical properties of CNTs. Ab initio calculations
were performed within the density functional theory framework for
metallic and semiconducting single- and multiwalled CNTs, imperfect
and carboxylated at various concentrations, including disorder. The
morphologies were analyzed, the stabilities of the carboxylated CNTs
were determined, relevant electronic properties were evaluated, and
elastic moduli were calculated (Young’s, shear, and bulk moduli,
as well as Poisson’s ratio). The properties of grafted (COOH, OH, O)
and imperfect
(vacancy defects) CNTs were compared with those of carboxylated CNTs.
In particular, both the structural and elastic properties were found
to exhibit significant differences between COOH-grafted and
carboxylated systems, with the dependence of the Young’s modulus
on the concentration of functional groups or vacancies being the most
striking. Experimental observations showing that small concentrations
of COOH groups improve the strength of CNTs in comparison
to that of defected CNTs are explained. The critical concentration
above which the carboxylation of CNTs leads to significant structural
changes of the nanotubes was determined. These changes were found
to result in a significant decrease of the Young’s modulus,
making the CNTs unsuitable as composite reinforcements. Moreover,
mechanisms governing the toxicity reduction of carboxylated CNTs are
explained.