9The Thaumarchaeota comprise a diverse archaeal phylum including numerous lineages that play 10 key roles in global biogeochemical cycling, particularly in the ocean. To date, all genomically-11 characterized marine Thaumarchaeota are reported to be chemolithoautotrophic ammonia-12 oxidizers. In this study, we report a group of heterotrophic marine Thaumarchaeota (HMT) with 13 ultrasmall genome sizes that is globally abundant in deep ocean waters, apparently lacking the 14 ability to oxidize ammonia. We assemble five HMT genomes from metagenomic data derived 15 from both the Atlantic and Pacific Oceans, including two that are >95% complete, and show that 16 they form a deeply-branching lineage sister to the ammonia-oxidizing archaea (AOA). 17Metagenomic read mapping demonstrates the presence of this group in mesopelagic samples 18 from all major ocean basins, with abundances reaching up to 6% that of AOA. Surprisingly, the 19 predicted sizes of complete HMT genomes are only 837-908 Kbp, and our ancestral state 20 reconstruction indicates this lineage has undergone substantial genome reduction compared to 21 other related archaea. The genomic repertoire of HMT indicates a highly reduced metabolism for 22 aerobic heterotrophy that, although lacking the carbon fixation pathway typical of AOA, includes 23 a divergent form III-a RuBisCO that potentially functions in a nucleotide scavenging pathway. 24Despite the small genome size of this group, we identify 13 encoded pyrroloquinoline quinone 25 (PQQ)-dependent dehydrogenases that are predicted to shuttle reducing equivalents to the 26 electron transport chain, suggesting these enzymes play an important role in the physiology of 27 this group. Our results suggest that heterotrophic Thaumarchaeota are widespread in the ocean 28 and potentially play key roles in global chemical transformations. 29
Importance 32It has been known for many years that marine Thaumarchaeota are abundant constituents of dark 33 ocean microbial communities, where their ability to couple ammonia oxidation and carbon fixation 34 plays a critical role in nutrient dynamics. In this study we describe an abundant group of 35 heterotrophic marine Thaumarchaeota (HMT) in the ocean with physiology distinct from their 36 ammonia-oxidizing relatives. HMT lack the ability to oxidize ammonia and fix carbon via the 3-37 hydroxypropionate/4-hydroxybutyrate pathway, but instead encode a form III-a RuBisCO and 38 diverse PQQ-dependent dehydrogenases that are likely used to generate energy in the dark 39 ocean. Our work expands the scope of known diversity of Thaumarchaeota in the ocean and 40 provides important insight into a widespread marine lineage. 41 42