A Note on Terminology

Guidotti-Hernández, Nicole M.

doi:10.1215/9780822394495-001

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The Role and Authority Of The Sec2

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2016

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“…36 Today, the municipal bond market is flourishing. 37 Since 1975, the municipal bond market has grown fifteen-fold to include 44,000 state and local issuers. 38 For pensions alone, there are over 3,400 state and local systems that cover 27 million employees and beneficiaries.…”

Section: The Role and Authority Of The Secmentioning

confidence: 99%

“…§ 78o-4(d). 42 The Tower Amendment does not require an issuer of municipal securities to file with the SEC before issuing a security. 43 This has forced the SEC and other agencies to resort to what has been called "backdoor" regulation, rather than imposing rules directly on the brokers, dealers, and underwriters involved in the issuance of a security.…”

Section: The Role and Authority Of The Secmentioning

confidence: 99%

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