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The KArlsruhe TRItium Neutrino (KATRIN) experiment is a next generation, model independent, large scale tritium beta-decay experiment to determine the effective electron anti-neutrino mass by investigating the kinematics of tritium beta-decay with a sensitivity of 200 meV/c2 using the MAC-E filter technique. In order to reach this sensitivity, a low background level of 0.01 counts per second (cps) is required. This paper describes how the decay of radon in a MAC-E filter generates background events, based on measurements performed at the KATRIN pre-spectrometer test setup. Radon (Rn) atoms, which emanate from materials inside the vacuum region of the KATRIN spectrometers, are able to penetrate deep into the magnetic flux tube so that the alpha-decay of Rn contributes to the background. Of particular importance are electrons emitted in processes accompanying the Rn alpha-decay, such as shake-off, internal conversion of excited levels in the Rn daughter atoms and Auger electrons. While low-energy electrons (< 100 eV) directly contribute to the background in the signal region, higher energy electrons can be stored magnetically inside the volume of the spectrometer. Depending on their initial energy, they are able to create thousands of secondary electrons via subsequent ionization processes with residual gas molecules and, since the detector is not able to distinguish these secondary electrons from the signal electrons, an increased background rate over an extended period of time is generated

The KArlsruhe TRItium Neutrino (KATRIN) experiment, which aims to make a direct and model-independent determination of the absolute neutrino mass scale, is a complex experiment with many components. More than 15 years ago, we published a technical design report (TDR) [1] to describe the hardware design and requirements to achieve our sensitivity goal of 0.2 eV at 90% C.L. on the neutrino mass. Since then there has been considerable progress, culminating in the publication of first neutrino mass results with the entire beamline operating [2]. In this paper, we document the current state of all completed beamline components (as of the first neutrino mass measurement campaign), demonstrate our ability to reliably and stably control them over long times, and present details on their respective commissioning campaigns. K: Beam-line instrumentation (beam position and profile monitors, beam-intensity monitors, bunch length monitors); Spectrometers; Gas systems and purification; Neutrino detectors A X P : 2103.04755Neutrino-mass mode. This is the standard mode of operation to continually adjust the retarding voltage of the MS in the range of [ 0 − 40 eV; 0 + 50 eV] while tritium is in the system. This scanning range can be adjusted if required. The voltage and the time spent at each setting are defined by the Measurement Time Distribution (MTD) (figure 3). A typical run at a given voltage lasts between 20 s and 600 s; a full scan of the energy range given above takes about 2 h. Of these standard neutrino-mass runs, a small portion will be dedicated to sterile neutrino searches. These searches involve scanning much farther (order of keV) below the endpoint 0 .Calibration mode. To check the long-term system stability, calibration measurements are done regularly. The neutrino-mass mode is suspended for the duration of these measurement:• An energy calibration of the FPD (section 6) is performed weekly, which requires closing off the detector system from the main beamline for about 4 h.• The offset and the gain correction factor of the low-voltage readout in the high-voltage measurement chain needs to be calibrated based on standard reference sources (section 5.3.4). This requires stopping the precision monitoring of the MS retarding potential twice per week for about 0.5 h each.

The KATRIN experiment is designed to measure the absolute neutrino mass scale with a sensitivity of 200 meV at 90% C.L. by high resolution tritium β-spectroscopy. A low background level of 10 mHz at the β-decay endpoint is required in order to achieve the design sensitivity. In this paper we discuss a novel background source arising from magnetically trapped keV electrons in electrostatic retarding spectrometers. The main sources of these electrons are α-decays of the radon isotopes 219,220 Rn as well as β-decays of tritium in the volume of the spectrometers. We characterize the expected background signal by extensive MC simulations and investigate the impact on the KATRIN neutrino mass sensitivity. From these results we refine design parameters for the spectrometer vacuum system and propose active background reduction methods to meet the stringent design limits for the overall background rate.

The KATRIN experiment will probe the neutrino mass by measuring the β-electron energy spectrum near the endpoint of tritium β-decay. An integral energy analysis will be performed by an electro-static spectrometer ("Main Spectrometer"), an ultra-high vacuum vessel with a length of 23.2 m, a volume of 1240 m 3 , and a complex inner electrode system with about 120 000 individual parts. The strong magnetic field that guides the β-electrons is provided by super-conducting solenoids at both ends of the spectrometer. Its influence on turbo-molecular pumps and vacuum gauges had to be considered. A system consisting of 6 turbo-molecular pumps and 3 km of non-evaporable getter strips has been deployed and was tested during the commissioning of the spectrometer. In this paper the configuration, the commissioning with bake-out at 300 • C, and the performance of this system are presented in detail. The vacuum system has to maintain a pressure in the 10 −11 mbar range. It is demonstrated that the performance of the system is already close to these stringent functional requirements for the KATRIN experiment, which will start at the end of 2016.