We describe several unexpected phenomena, caused by a solid-solid phase transition (gel-tocrystal) typical for all main classes of lipid substancesphospholipids, triglycerides, diglycerides, alkanes, etc. We discovered that this transition leads to spontaneous formation of a network of nanopores, spreading across the entire lipid structure. These nanopores are spontaneously impregnated (flooded) by water when appropriate surfactants are present, thus fracturing the lipid structure at a nano-scale. As a result, spontaneous disintegration of the lipid into nanoparticles or formation of double emulsions is observed, just by cooling and heating of an initial coarse lipidin-water dispersion around the lipid melting temperature. The process of nanoparticle formation is effective even after incorporation of medical drugs of high load, up to 50 % in the lipid phase. The role of the main governing factors is clarified, the procedure is optimized, and the possibility for its scaling-up to industrially relevant amounts is demonstrated.
HypothesisMicrometer sized alkane-in-water emulsion drops, stabilized by appropriate long-chain surfactants, spontaneously break symmetry upon cooling and transform consecutively into series of regular shapes (Denkov et al., Nature 2015, 528, 392). Two mechanisms were proposed to explain this phenomenon of drop "self-shaping". One of these mechanisms assumes that thin layers of plastic rotator phase form at the drop surface around the freezing temperature of the oil.This mechanism has been supported by several indirect experimental findings but direct structural characterization has not been reported so far.
ExperimentsWe combine small-and wide-angle X-ray scattering (SAXS/WAXS) with optical microscopy and DSC measurements of self-shaping drops in emulsions.
FindingsIn the emulsions exhibiting drop self-shaping, the scattering spectra reveal the formation of intermediate, metastable rotator phases in the alkane drops before their crystallization. In addition, shells of rotator phase were observed to form in hexadecane drops, stabilized by C16EO10 surfactant. This rotator phase melts at ca. 16.6°C which is significantly lower than the melting temperature of crystalline hexadecane, 18°C. The scattering results are in a very good agreement with the complementary optical observations and DSC measurements.
Preparation of nanoemulsions of triglyceride oils in water usually requires high mechanical energy and sophisticated equipment. Recently, we showed that α-to-β (viz. gel-to-crystal) phase transition, observed with most lipid substances (triglycerides, diglycerides, phospholipids, alkanes, etc.), may cause spontaneous disintegration of micro-particles of these lipids, dispersed in aqueous solutions of appropriate surfactants, into nanometer particles/drops using a simple cooling/heating cycle of the lipid dispersion (Cholakova et al. ACS Nano 14 (2020) 8594). In the current study we show that this "cold-burst process" is observed also with natural oils of high practical interest, incl. coconut oil, palm kernel oil and cocoa butter. Mean drop diameters of ca. 50 to 100 nm were achieved with some of the studied oils. From the results of dedicated model experiments we conclude that intensive nano-fragmentation is observed when the following requirements are met: (1) The three phase contact angle at the air-water-solid lipid interface is below ca. 30 degrees; (2) The equilibrium surface tension of the surfactant solution is below ca. 30 mN/m and the dynamic surface tension decreases rapidly. (3) The surfactant solution contains non-spherical surfactant micelles. e.g. ellipsoidal micelles or bigger supramolecular aggregates;(4) The three phase contact angle measured at the contact line (frozen oil-melted oil-surfactant solution) is also relatively low. The mechanism(s) of the particle bursting process is revealed and, on this basis, the role of all these factors is clarified and discussed. We explain all main effects observed experimentally and define guiding principles for optimization of the cold-burst process in various, practically relevant lipid-surfactant systems.
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