The structural evolution during heteroepitaxial growth of ZnO/sapphire(001) by radio-frequency magnetron sputtering has been studied using real-time synchrotron x-ray scattering. The two-dimensional (2D) ZnO(002) layers grown in the initial stage are highly strained and well aligned to the substrate having a mosaic distribution of 0.01° full width at half maximum (FWHM), in sharp contrast to the reported transition 2D layers grown by molecular-beam epitaxy. With increasing film thickness, the lattice strain is relieved and the poorly aligned (1.25° FWHM) three-dimensional (3D) islands are nucleated on the 2D layers. We attribute the 2D–3D transition to the release of the strain energy stored in the film due to the film/substrate lattice mismatch.
The characteristics of N-incorporated HfO2–Al2O3 alloy films (HfAlO) were investigated by high-resolution x-ray photoelectron spectroscopy (XPS), near-edge x-ray absorption fine structure (NEXAFS), medium-energy ion scattering (MEIS), and capacitance–voltage measurements. The core-level energy states, Hf4f and Al2p peaks of a 15Å thick film showed a shift to lower binding energy, resulting from the incorporation of nitrogen into the films. Absorption spectra of the OK edge of HfAlO were affected mainly by the Al2O3 in the film, and not by HfO2 after nitridation by NH3 annealing. The NEXAFS of NK edge and XPS data related to the chemical state suggested that the incorporated N atom is dominantly bonded to Al2O3, and not to HfO2. Moreover, MEIS results implied that there is a significant incorporation of N at the interface between the alloy film and Si. The incorporation of N effectively suppressed the leakage current without an increase in interfacial layer thickness, while the interfacial state of the N-incorporated films increased somewhat.
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