Abstract. The growing complexity of hardware optimizations employed by multiprocessors leads to subtle distinctions among allowed and disallowed behaviors, posing challenges in specifying their memory models formally and accurately, and in understanding and analyzing the behavior of concurrent software. This complexity is particularly evident in the IBM R Power Architecture R , for which a faithful specification was published only in 2011 using an operational style. In this paper we present an equivalent axiomatic specification, which is more abstract and concise. Although not officially sanctioned by the vendor, our results indicate that this axiomatic specification provides a reasonable basis for reasoning about current IBM R POWER R multiprocessors. We establish the equivalence of the axiomatic and operational specifications using both manual proof and extensive testing. To demonstrate that the constraint-based style of axiomatic specification is more amenable to computer-aided verification, we develop a SAT-based tool for evaluating possible outcomes of multi-threaded test programs, and we show that this tool is significantly more efficient than a tool based on an operational specification.
Abstract. Despite decades of research, we do not have a satisfactory concurrency semantics for any general-purpose programming language that aims to support concurrent systems code. The Java Memory Model has been shown to be unsound with respect to standard compiler optimisations, while the C/C++11 model is too weak, admitting undesirable thin-air executions.Our goal in this paper is to articulate this major open problem as clearly as is currently possible, showing how it arises from the combination of multiprocessor relaxed-memory behaviour and the desire to accommodate current compiler optimisations. We make several novel contributions that each shed some light on the problem, constraining the possible solutions and identifying new difficulties.First we give a positive result, proving in HOL4 that the existing axiomatic model for C/C++11 guarantees sequentially consistent semantics for simple race-free programs that do not use low-level atomics (DRF-SC, one of the core design goals). We then describe the thin-air problem and show that it cannot be solved, without restricting current compiler optimisations, using any per-candidate-execution condition in the style of the C/C++11 model. Thin-air executions were thought to be confined to programs using relaxed atomics, but we further show that they recur when one attempts to integrate the concurrency model with more of C, mixing atomic and nonatomic accesses, and that also breaks the DRF-SC result. We then describe a semantics based on an explicit operational construction of out-of-order execution, giving the desired behaviour for thin-air examples but exposing further difficulties with accommodating existing compiler optimisations. Finally, we show that there are major difficulties integrating concurrency semantics with the C/C++ notion of undefined behaviour.We hope thereby to stimulate and enable research on this key issue.
The upcoming C and C++ revised standards add concurrency to the languages, for the first time, in the form of a subtle relaxed memory model (the C++11 model). This aims to permit compiler optimisation and to accommodate the differing relaxed-memory behaviours of mainstream multiprocessors, combining simple semantics for most code with high-performance low-level atomics for concurrency libraries.In this paper, we first establish two simpler but provably equivalent models for C++11, one for the full language and another for the subset without consume operations. Subsetting further to the fragment without low-level atomics, we identify a subtlety arising from atomic initialisation and prove that, under an additional condition, the model is equivalent to sequential consistency for race-free programs.We then prove our main result, the correctness of two proposed compilation schemes for the C++11 load and store concurrency primitives to Power assembly, having noted that an earlier proposal was flawed. (The main ideas apply also to ARM, which has a similar relaxed memory architecture.)This should inform the ongoing development of production compilers for C++11 and C1x, clarifies what properties of the machine architecture are required, and builds confidence in the C++11 and Power semantics.
Shared memory concurrency relies on synchronisation primitives: compare-and-swap, load-reserve/store-conditional (aka LL/SC), language-level mutexes, and so on. In a sequentially consistent setting, or even in the TSO setting of x86 and Sparc, these have well-understood semantics. But in the very relaxed settings of IBM R POWER R , ARM, or C/C++, it remains surprisingly unclear exactly what the programmer can depend on.This paper studies relaxed-memory synchronisation. On the hardware side, we give a clear semantic characterisation of the load-reserve/store-conditional primitives as provided by POWER multiprocessors, for the first time since they were introduced 20 years ago; we cover their interaction with relaxed loads, stores, barriers, and dependencies. Our model, while not officially sanctioned by the vendor, is validated by extensive testing, comparing actual implementation behaviour against an oracle generated from the model, and by detailed discussion with IBM staff. We believe the ARM semantics to be similar.On the software side, we prove sound a proposed compilation scheme of the C/C++ synchronisation constructs to POWER, including C/C++ spinlock mutexes, fences, and read-modify-write operations, together with the simpler atomic operations for which soundness is already known from our previous work; this is a first step in verifying concurrent algorithms that use load-reserve/storeconditional with respect to a realistic semantics. We also build confidence in the C/C++ model in its own terms, fixing some omissions and contributing to the C standards committee adoption of the C++11 concurrency model.
C remains central to our computing infrastructure. It is notionally defined by ISO standards, but in reality the properties of C assumed by systems code and those implemented by compilers have diverged, both from the ISO standards and from each other, and none of these are clearly understood.We make two contributions to help improve this errorprone situation. First, we describe an in-depth analysis of the design space for the semantics of pointers and memory in C as it is used in practice. We articulate many specific questions, build a suite of semantic test cases, gather experimental data from multiple implementations, and survey what C experts believe about the de facto standards. We identify questions where there is a consensus (either following ISO or differing) and where there are conflicts. We apply all this to an experimental C implemented above capability hardware. Second, we describe a formal model, Cerberus, for large parts of C. Cerberus is parameterised on its memory model; it is linkable either with a candidate de facto memory object model, under construction, or with an operational C11 concurrency model; it is defined by elaboration to a much simpler Core language for accessibility, and it is executable as a test oracle on small examples. This should provide a solid basis for discussion of what mainstream C is now: what programmers and analysis tools can assume and what compilers aim to implement. Ultimately we hope it will be a step towards clear, consistent, and accepted semantics for the various use-cases of C.
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