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As part of the ITER Design Review, the physics requirements were reviewed and as appropriate updated. The focus of this paper will be on recent work affecting the ITER design with special emphasis on topics affecting near-term procurement arrangements. This paper will describe results on: design sensitivity studies, poloidal field coil requirements, vertical stability, effect of toroidal field ripple on thermal confinement, heat load requirements for plasma-facing components, edge localized modes control, resistive wall mode control, disruptions and disruption mitigation.

Abstract-The spherical tokamak (ST) is a leading candidate for a fusion nuclear science facility (FNSF) due to its compact size and modular configuration. The National Spherical Torus eXperiment (NSTX) is a MA-class ST facility in the U.S. actively developing the physics basis for an ST-based FNSF. In plasma transport research, ST experiments exhibit a strong (nearly inverse) scaling of normalized confinement with collisionality, and if this trend holds at low collisionality, high fusion neutron fluences could be achievable in very compact ST devices. A major motivation for the NSTX Upgrade (NSTX-U) is to span the next factor of 3-6 reduction in collisionality. To achieve this collisionality reduction with equilibrated profiles, NSTX-U will double the toroidal field, plasma current, and NBI heating power and increase the pulse length from 1-1.5s to 5s. In the area of stability and advanced scenarios, plasmas with higher aspect ratio and elongation, high βN , and broad current profiles approaching those of an ST-based FNSF have been produced in NSTX using active control of the plasma β and advanced resistive wall mode control. High non-inductive current fractions of 70% have been sustained for many current diffusion times, and the more tangential injection of the 2nd NBI of the Upgrade is projected to increase the NBI current drive by up to a factor of 2 and support 100% non-inductive operation. More tangential NBI injection is also projected to provide non-solenoidal current ramp-up (from IP = 0.4MA up to 0.8-1MA) as needed for an ST-based FNSF. In boundary physics, NSTX and higher-A tokamaks measure an inverse relationship between the scrape-off layer heat-flux width and plasma current that could unfavorably impact nextstep devices. Recently, NSTX has successfully demonstrated very high flux expansion and substantial heat-flux reduction using a snowflake divertor configuration, and this type of divertor is incorporated in the NSTX-U design. The physics and engineering design supporting NSTX Upgrade are described.

Stabilizing modes that limit plasma beta and reducing their deleterious effects on plasma rotation are key goals for efficient operation of a fusion reactor. Passive stabilization and active control of global kink/ballooning modes and resistive wall modes (RWM) have been demonstrated on NSTX and research now advances to understanding the stabilization physics and reliably maintaining the high beta plasma for confident extrapolation to ITER and CTF. Active n = 1 control experiments with an expanded sensor set, combined with low levels of n = 3 field phased to reduce error fields, reduced resonant field amplification and maintained plasma rotation, exceeded normalized beta = 6, and produced record discharge durations limited by magnet system constraints. Details of RWM active control show the mode being converted to a rotating kink that decays, or saturates leading to tearing modes. Discharges with rotation reduced by n = 3 magnetic braking suffer beta collapse at normalized beta = 4.2 approaching the no-wall limit, while normalized beta greater than 5.5 has been reached in these plasmas with n = 1 active control, in agreement with single-mode RWM theory. Advanced state-space control algorithms proposed for RWM control in ITER theoretically yield significant stabilization improvements. Values of relative phase between the measured n = 1 mode and the applied correction field that experimentally produce stability/instability agree with theory. Experimental mode destabilization occurs over a large range of plasma rotation, challenging the notion of a simple scalar critical rotation speed defining marginal stability. Stability calculations including kinetic modifications to ideal theory are applied to marginally stable experimental equilibria. Plasma rotation and collisionality variations are examined in the calculations. Intermediate rotation levels are less stable, consistent with experimental observations. Trapped ion resonances play a key role in this result. Recent experiments have demonstrated magnetic braking by non-resonant n = 2 fields. The observed rotation damping profile is broader than found for n = 3 fields. Increased ion temperature in the region of maximum braking torque increases the observed rate of rotation damping, consistent with theory.