Remote sensing-based methods of aboveground biomass (AGB) estimation in forest ecosystems have gained increased attention, and substantial research has been conducted in the past three decades. This paper provides a survey of current biomass estimation methods using remote sensing data and discusses four critical issuescollection of field-based biomass reference data, extraction and selection of suitable variables from remote sensing data, identification of proper algorithms to develop biomass estimation models, and uncertainty analysis to refine the estimation procedure. Additionally, we discuss the impacts of scales on biomass estimation performance and describe a general biomass estimation procedure. Although optical sensor and radar data have been primary sources for AGB estimation, data saturation is an important factor resulting in estimation uncertainty. LIght Detection and Ranging (lidar) can remove data saturation, but limited availability of lidar data prevents its extensive application. This literature survey has indicated the limitations of using single-sensor data for biomass estimation and the importance of integrating multi-sensor/scale remote sensing data to produce accurate estimates over large areas. More research is needed to extract a vertical vegetation structure (e.g. canopy height) from interferometry synthetic aperture radar (InSAR) or optical stereo images to incorporate it into horizontal structures (e.g. canopy cover) in biomass estimation modeling.

Abstract:The data saturation problem in Landsat imagery is well recognized and is regarded as an important factor resulting in inaccurate forest aboveground biomass (AGB) estimation. However, no study has examined the saturation values for different vegetation types such as coniferous and broadleaf forests. The objective of this study is to estimate the saturation values in Landsat imagery for different vegetation types in a subtropical region and to explore approaches to improving forest AGB estimation. Landsat Thematic Mapper imagery, digital elevation model data, and field measurements in Zhejiang province of Eastern China were used. Correlation analysis and scatterplots were first used to examine specific spectral bands and their relationships with AGB. A spherical model was then used to quantitatively estimate the saturation value of AGB for each vegetation type. A stratification of vegetation types and/or slope aspects was used to determine the potential to improve AGB estimation performance by developing a specific AGB estimation model for each category. Stepwise regression analysis based on Landsat spectral signatures and textures using grey-level co-occurrence matrix (GLCM) was used to develop AGB estimation models for different scenarios: non-stratification, stratification based on either vegetation types, slope aspects, or the combination of vegetation types and slope aspects. The results indicate that pine forest and mixed forest have the highest AGB saturation values (159 and 152 Mg/ha, respectively), Chinese fir and broadleaf forest have lower saturation values (143 and 123 Mg/ha, respectively), and bamboo forest and shrub have the lowest saturation values (75 and 55 Mg/ha, respectively). The stratification based on either vegetation types or slope aspects provided smaller root mean squared errors (RMSEs) than non-stratification. The AGB estimation models based on stratification of both vegetation types and slope aspects provided the most accurate estimation with the smallest RMSE of 24.5 Mg/ha. Relatively low AGB (e.g., less than 40 Mg/ha) sites resulted in overestimation and higher AGB (e.g., greater than 140 Mg/ha) sites resulted in underestimation. The smallest RMSE was obtained when AGB was 80-120 Mg/ha. This research indicates the importance of stratification in mitigating the data saturation problem, thus improving AGB estimation.

Landsat Thematic mapper (TM) image has long been the dominate data source, and recently LiDAR has offered an important new structural data stream for forest biomass estimations. On the other hand, forest biomass uncertainty analysis research has only recently obtained sufficient attention due to the difficulty in collecting reference data. This paper provides a brief overview of current forest biomass estimation methods using both TM and LiDAR data. A case study is then presented that demonstrates the forest biomass estimation methods and uncertainty analysis. Results indicate that Landsat TM data can provide adequate biomass estimates for secondary succession but are not suitable for mature forest biomass estimates due to data saturation problems. LiDAR can overcome TM's shortcoming providing better biomass estimation performance but has not been extensively applied in practice due to data availability constraints. The uncertainty analysis indicates that various sources affect the performance of forest biomass/carbon estimation. With that said, the clear dominate sources of uncertainty are the variation of input sample plot data and data saturation problem related to optical sensors. A possible solution to increasing the confidence in forest biomass estimates is to integrate the strengths of multisensor data.

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