Spatial nonlocality is known to play an important role in nano-optics when small nanometer-sized structures are involved, but few efforts have been made to assess nonlocal effects in a rigorous way. We present two different approaches to account for nonlocality in metal nanoparticles: (i) the nonretarded specular reflection model and (ii) the retarded hydrodynamical model. Excellent agreement with available experiments is obtained from our parameter-free simulations, which lead to dramatic differences with respect to local theory. Both models predict sizable plasmon blue shifts and broadenings in individual metal nanoparticles, nanoshells, particle dimers, and Yagi–Uda antennas. An analysis of plasmon resonances for varying particle size and spacing allows us to separate nonlocal and retardation effects within the hydrodynamical model. We find a wide range of geometrical parameters for which nonlocal effects coexist with significant retardation. This study is particularly relevant for broad, active areas involving applications of local field enhancement to biosensing and nonlinear optics in plasmonics.

We use an extension of the hydrodynamic model to study nonlocal effects in the collective plasmon excitations at metal surfaces and narrow gaps between metals, including the surface spill-out of conduction band electrons. In particular, we simulate metal surfaces consisting of a smooth conduction-electron density profile and an abrupt jellium edge. We focus on aluminum and gold as prototypical examples of simple and noble metals, respectively. Our calculations agree with the dispersion relations measured from planar surfaces for these materials. Systems involving small gaps display a regime of tunnelling electrons, which is partially captured by the overlap of electron densities. This extension of the hydrodynamic model to cope with inhomogeneous density profiles provides a relatively fast and accurate way of describing the optical response of metal surfaces at subnanometer distances.

A nanostructured gold-silver-hybrid electrode for SER spectroelectrochemistry was developed which advantageously combines the electrochemical properties and chemical stability of Au and the strong surface enhancement of (resonance) Raman scattering by Ag. The layered device consists of a massive nanoscopically rough Ag electrode, a thin (2 nm) organic layer, and a ca. 20 nm thick Au film that may be coated by self-assembled monolayers for protein adsorption. The SERR-spectroscopic and electrochemical performance of this device is demonstrated using the heme protein cytochrome c as a benchmark model system, thereby extending, for the first time, SE(R)R studies of molecules on Au surfaces to excitation in the violet spectral range. The enhancement factor is only slightly lower than for Ag electrodes which can be rationalized in terms of an efficient transfer of plasmon resonance excitation from the Ag to the Au coating. This mechanism, which requires a thin dielectric layer between the two metals, is supported by theoretical calculations.

Plasmons in metals can oscillate on a sub-wavelength length scale and this large-k response constitutes an inherent prerequisite for fascinating effects such as perfect imaging and intriguing wave phenomena associated with the epsilon-near-zero (ENZ) regime. While there is no upper cut-off within the local-response approximation (LRA) of the plasma polarization, nonlocal dynamics suppress response beyond ω/vF, where vF is the Fermi velocity of the electron gas. Nonlocal response has previously been found to pose limitations to field-enhancement phenomena. Accounting for nonlocal hydrodynamic response, we show that perfect imaging is surprisingly only marginally affected by nonlocal properties of a metal slab, even for a deep subwavelength case and an extremely thin film. Similarly, for the ENZ response we find no indications of nonlocal response jeopardizing the basic behaviors anticipated from the LRA. Finally, our study of waveguiding of gap plasmons even shows a positive nonlocal influence on the propagation length.