Identifying bare-earth or ground returns within point cloud data is a crucially important process for archaeologists who use airborne LiDAR data, yet there has thus far been very little comparative assessment of the available archaeology-specific methods and their usefulness for archaeological applications. This article aims to provide an archaeology-specific comparison of filters for ground extraction from airborne LiDAR point clouds. The qualitative and quantitative comparison of the data from four archaeological sites from Austria, Slovenia, and Spain should also be relevant to other disciplines that use visualized airborne LiDAR data. We have compared nine filters implemented in free or low-cost off-the-shelf software, six of which are evaluated in this way for the first time. The results of the qualitative and quantitative comparison are not directly analogous, and no filter is outstanding compared to the others. However, the results are directly transferable to real-world problem-solving: Which filter works best for a given combination of data density, landscape type, and type of archaeological features? In general, progressive TIN (software: lasground_new) and a hybrid (software: Global Mapper) commercial filter are consistently among the best, followed by an open source slope-based one (software: Whitebox GAT). The ability of the free multiscale curvature classification filter (software: MCC-LIDAR) to remove vegetation is also commendable. Notably, our findings show that filters based on an older generation of algorithms consistently outperform newer filtering techniques. This is a reminder of the indirect path from publishing an algorithm to filter implementation in software.
Airborne LiDAR is a widely accepted tool for archaeological prospection. Over the last decade an archaeology-specific data processing workflow has been evolving, ranging from raw data acquisition and processing, point cloud processing and product derivation to archaeological interpretation, dissemination and archiving. Currently, though, there is no agreement on the specific steps or terminology. This workflow is an interpretative knowledge production process that must be documented as such to ensure the intellectual transparency and accountability required for evidence-based archaeological interpretation. However, this is rarely the case, and there are no accepted schemas, let alone standards, to do so. As a result, there is a risk that the data processing steps of the workflow will be accepted as a black box process and its results as “hard data”. The first step in documenting a scientific process is to define it. Therefore, this paper provides a critical review of existing archaeology-specific workflows for airborne LiDAR-derived topographic data processing, resulting in an 18-step workflow with consistent terminology. Its novelty and significance lies in the fact that the existing comprehensive studies are outdated and the newer ones focus on selected aspects of the workflow. Based on the updated workflow, a good practice example for its documentation is presented.
The use of topographic airborne LiDAR data has become an essential part of archaeological prospection, and the need for an archaeology-specific data processing workflow is well known. It is therefore surprising that little attention has been paid to the key element of processing: an archaeology-specific DEM. Accordingly, the aim of this paper is to describe an archaeology-specific DEM in detail, provide a tool for its automatic precision assessment, and determine the appropriate grid resolution. We define an archaeology-specific DEM as a subtype of DEM, which is interpolated from ground points, buildings, and four morphological types of archaeological features. We introduce a confidence map (QGIS plug-in) that assigns a confidence level to each grid cell. This is primarily used to attach a confidence level to each archaeological feature, which is useful for detecting data bias in archaeological interpretation. Confidence mapping is also an effective tool for identifying the optimal grid resolution for specific datasets. Beyond archaeological applications, the confidence map provides clear criteria for segmentation, which is one of the unsolved problems of DEM interpolation. All of these are important steps towards the general methodological maturity of airborne LiDAR in archaeology, which is our ultimate goal.
The use of topographic airborne LiDAR data has become an essential part of archaeological prospection. However, as a step towards theoretically aware, impactful, and reproducible research, a more rigorous and transparent method of data processing is required. To this end, we set out to create a processing pipeline for archaeology-specific point cloud processing and derivation of products that are optimized for general-purpose data. The proposed pipeline improves on ground and building point cloud classification. The main area of innovation in the proposed pipeline is raster grid interpolation. We have improved the state-of-the-art by introducing a hybrid interpolation technique that combines inverse distance weighting with a triangulated irregular network with linear interpolation. State-of-the-art solutions for enhanced visualizations are included and essential metadata and paradata are also generated. In addition, we have introduced a QGIS plug-in that implements the pipeline as a one-step process. It reduces the manual workload by 75 to 90 percent and requires no special skills other than a general familiarity with the QGIS environment. It is intended that the pipeline and tool will contribute to the white-boxing of archaeology-specific airborne LiDAR data processing. In discussion, the role of data processing in the knowledge production process is explored.
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